HIPAA Privacy Rule: Forms


Certification for Activities Preparatory to Research Compliance with HIPAA Privacy Rule Requirements for Use of PHI.
  Microsoft Word document (.doc)
  PDF - Fillable
  PDF - Non Fillable

Certification of Completion of Human Subjects Protection Training Program and List of Personnel Who Will Use Protected Health Information (PHI).
  Microsoft Word document (.doc)
  PDF - Fillable
  PDF - Non Fillable

Certification for Research on the Protected Health Information of Decedents.
  Microsoft Word document (.doc)
  PDF - Fillable
  PDF - Non Fillable

Certification for Use of a Limited Data Set Within the UW Health Care Component or Within the UW Affiliated Covered Entity
  Microsoft Word document (.doc)
  PDF - Fillable
  PDF - Non Fillable

Data Use Agreement for Disclosures of Limited Data Sets
An agreement between a covered entity and a person or entity that receives a limited data set.
  Microsoft Word document (.doc)
  PDF - Fillable
  PDF - Non Fillable

Responding to a Data Use Agreement for use of a Limited Data Set by a UW Researcher.
A checklist of the required elements of a Data Use Agreement.
  Microsoft Excel document (.xls)
  PDF - Fillable
  PDF - Non Fillable

Database Decision Tool
Guidance for applying HIPAA Privacy Rule Requirements in creation and use of databases containing Protected Health Information.
  Microsoft Word document (.doc)
  PDF - Fillable
  PDF - Non Fillable

Database Registration Form and Preparatory to Research Certification for Database Custodian.
  Microsoft Word document (.doc)
  PDF - Fillable
  PDF - Non Fillable

Disclosures Log
A tool used to record all disclosures of research subjects' Protected Health Information.
  Microsoft Word document (.doc)
  PDF - Fillable
  PDF - Non Fillable
  Microsoft Excel document (.xls)

Instructions for Research Authorization Form
  Microsoft Word document (.doc)
  PDF - Non Fillable

Research Authorization Form
Authorization to Use and Disclose Protected Health Information Addendum to Research Subject Information and Consent Form. In order to fill this form out correctly, you may need to read the Instructions for Research Authorization Form.
  Microsoft Word document (.doc)
  PDF - Fillable
  PDF - Non Fillable

Research Authorization Form for Children
Authorization to Use and Disclose a Child's Protected Health Information Addendum to Research Subject Information and Consent Form. In order to fill this form out correctly, you may need to read the Instructions for Research Authorization Form.
  Microsoft Word document (.doc)
  PDF - Fillable
  PDF - Non Fillable

Combined HIPAA Research Authorization and Common Rule Informed Consent Form
An interactive program for the development of a combined form that contains the required elements for authorization under HIPAA and informed consent under the Common Rule.
  Go to the online form

Instructions for Waiver of Authorization, Partial Waiver, or Altered Authorization
  Microsoft Word document (.doc)
  HTML Web Page

Waiver of Authorization Application, Partial Waiver of Authorization, or Altered Authorization
  Microsoft Word document (.doc)
  PDF - Fillable
  PDF - Non Fillable

Veteran's Administration (VA) HIPAA Research Forms

Veteran Administration (VA) Research Authorization Form
Authorization to Use and Disclose PHI for research participants at the VA Hospital.
  Microsoft Word document (.doc)
  PDF - Fillable
  PDF - Non Fillable

Veterans Administration (VA) Addendum for Sponsor-Specific Language
Addendum for addition of requested language to VA research authorization form.
  Microsoft Word document (.doc)
  PDF - Fillable
  PDF - Non Fillable

Veterans Administration (VA) Preparatory to Research Certification Form
  Microsoft Word document (.doc)
  PDF - Fillable
  PDF - Non Fillable

Veterans Administration (VA) Waiver of Authorization Application Form
  Microsoft Word document (.doc)
  PDF - Fillable
  PDF - Non Fillable


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Last updated: April 23, 2004